Policies
At WHIG, we are committed to operating with the highest standards of integrity, transparency, and strict compliance with all applicable UK laws and regulations. Full versions of each policy are available upon request by emailing legal@whiginvestmentgroup.com.
Regulatory Status and Financial Services Disclaimer
WHIG does not carry out any regulated financial activities of any kind. We are not authorised or regulated by the Financial Conduct Authority (FCA) or any other regulatory body to provide financial services, investment advice, portfolio management, arranging deals in investments, or any other regulated activity under the Financial Services and Markets Act 2000 (FSMA) or related legislation.
We have never claimed, and we do not claim, to conduct any regulated financial services. We will not engage in any such activities now or in the future. All information provided on this website or through any of our communications is for general informational and educational purposes only. It does not constitute financial advice, investment recommendations, tax advice, legal advice, or any form of regulated financial promotion.
Any references to investments, markets, or financial matters are provided purely for illustration and should not be relied upon for making any financial or investment decisions. Users should seek independent professional advice from an appropriately authorised adviser before making any investment or financial decisions.
We fully obey the law and are committed to ensuring that nothing on our website or in our operations could be construed as carrying on regulated activities without authorisation. We take all necessary steps to maintain compliance with UK regulatory requirements at all times.
Full Regulatory Status and Compliance Statement available by emailing legal@whiginvestmentgroup.com.
Privacy and Data Protection Policy (UK GDPR)
WHIG is fully committed to protecting your personal data in accordance with the UK General Data Protection Regulation (UK GDPR), the Data Protection Act 2018, and all other applicable data protection laws. We only collect and process personal information where we have a lawful basis to do so and implement appropriate technical and organisational security measures.
Full Privacy and Data Protection Policy available by emailing legal@whiginvestmentgroup.com.
Terms of Use
Your access to and use of this website is governed by these Terms of Use. The content is for general information only and does not create any client relationship. WHIG may update these terms at any time.
Full Terms of Use available by emailing legal@whiginvestmentgroup.com.
Cookie Policy
Our website uses cookies and similar technologies. You can manage your preferences through your browser settings.
Full Cookie Policy available by emailing legal@whiginvestmentgroup.com.
Accessibility Statement
We are committed to digital accessibility in line with the Public Sector Bodies (Websites and Mobile Applications) Accessibility Regulations 2018 and aim to meet recognised accessibility standards.
Full Accessibility Statement available by emailing legal@whiginvestmentgroup.com.
Complaints Policy
We handle all complaints fairly, promptly, and in accordance with best practices.
Full Complaints Policy available by emailing legal@whiginvestmentgroup.com.
Anti-Discrimination and Equal Opportunities Policy
We do not discriminate on any grounds protected under the Equality Act 2010 and promote an inclusive environment.
Full Anti-Discrimination and Equal Opportunities Policy available by emailing legal@whiginvestmentgroup.com.
Modern Slavery and Human Trafficking Statement
We are committed to preventing modern slavery and human trafficking in our operations and supply chains, in compliance with the Modern Slavery Act 2015.
Full Modern Slavery Statement available by emailing legal@whiginvestmentgroup.com.
Code of Conduct and Ethics
All personnel are required to uphold the highest ethical standards and comply with all applicable laws.
Full Code of Conduct and Ethics available by emailing legal@whiginvestmentgroup.com.
For the complete text of any policy or further information, please email legal@whiginvestmentgroup.com. We regularly review all policies to ensure continued compliance with UK law.